10 | Will Elizabeth Warren’sWealth Tax See the Light of Day?
12 | The Curious Plight of theIndependent Broker-Dealer
14 | Goldman Unleashes DigitalInvestment Platform for the Masses
16 | New Index Rates Companieson Racial Justice Criteria
17 | Why Investors Seeking GrowthMust Look Beyond Public Equities
18 | The Do’s and Don’ts ofPartnering With CPAs
20 | Warren Buffett’s 9 Nuggets ofWisdom for Investors: 2021
RIA Lessons & Leaders
22 | Creative Planning CEO:Biden’s Capital Gains Tax PlanCould Kill Model Portfolios
Women in Wealth
24 | Samantha Russell: How toLeverage SEC’s ‘Game-Changing’New Ad Rule
41 | Joe Duran: 9 Ways to HelpYour Clients Live Richly Instead ofDying Rich
43 | LPL’s Kalbaugh Explains WhyNice Guys Finish First
Wealth & Risk
46 | How Advisory Firms Can AvoidDiscrimination and RetaliationClaims
48 | How to Prepare Your Firm foran Acquisition
The Playing Field
37 | Legislative, RegulatoryManeuvers in Play
By Melanie Waddell
New leaders, along with new regulationsand exam priorities, give advisors andbroker-dealers a lot to review.
The Fast Track
39 | 4 Problems With AdvisorMarketing (and How to Fix Them)By Angie Herbers
Consistency is key, and so isunderstanding how to reach new anddeveloping clients.
Send comments to: email@example.com; by post to: 120 Broadway, New York, N Y 10271
Subscriptions: Visit ThinkAdvisor.com. Address changes and circulation customer service: Send old and new addresses by fax to 847-763-9587;by email to firstname.lastname@example.org; or call 800-458-1734.
Reprints: Email email@example.com, or call 877-257-3382.
1 | ThinkAdvisor.com
8 | Editor's Note
47 | Advertiser's Index
47 | Classifieds
“The SEC’s final rule on RIAadvertising and marketinghas a May 4 effective date.RIAs have 18 months to comeinto compliance with thenew rule.” —Melanie Waddell